client

Also defined in

• MiCA 32023R1114, Article 3(1), point (39)
  any natural or legal person to whom a crypto-asset service provider provides crypto-asset services
• Regulation (EU) 2020/1503 of the European Parliament and of the Council of 7 October 2020 on European crowdfunding… 32020R1503, Article 2(1), point (g)
  any prospective or actual investor or project owner to whom a crowdfunding service provider provides, or intends to provide, crowdfunding services;
• Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential… 32019R2033, Article 4(1), point (4)
  a client as defined in point (9) of Article 4(1) of Directive 2014/65/EU except that, for the purposes of Part Four of this Regulation, ‘client’ means any counterparty of the investment firm
• Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial… 32014R0600, Article 2(1), point (7)
  a client as defined in Article 4(1)(9) of Directive 2014/65/EU
• Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments… 32014L0065, Article 4(1), point (9)
  any natural or legal person to whom an investment firm provides investment or ancillary services;
• CRR 32013R0575, Article 300, point (4)
  a client as defined in point (15) of Article 2 of Regulation (EU) No 648/2012 or an undertaking that has established indirect clearing arrangements with a clearing member in accordance with Article 4(3) of that Regulation.
• Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central… 32012R0648, Article 2, point (15)
  an undertaking with a contractual relationship with a clearing member of a CCP which enables that undertaking to clear its transactions with that CCP
• Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments… 32004L0039, Article 4(1), point (10)
  any natural or legal person to whom an investment firm provides investment and/or ancillary services;
• Council Directive 2011/16/EU of 15 February 2011 on administrative cooperation in the field of taxation and repealing… 02011L0016-20260101, Article 3, point (31)
  31. ‘client’ means, for the purposes of Article 8ab, any intermediary or relevant taxpayer that receives services, including assistance, advice, counsel or guidance, from an intermediary subject to legal professional privilege in relation to a reportable cross-border arrangement.