transferable securities

UCITS Directive, Article 2(1)(n) First adopted 2009-07-13

: (i) shares in companies and other securities equivalent to shares in companies (shares); (ii) bonds and other forms of securitised debt (debt securities); (iii) any other negotiable securities which carry the right to acquire any such transferable securities by subscription or exchange

MiFID II, Article 4(44) Own wording adopted 2014-05-15

those classes of securities which are negotiable on the capital market, with the exception of instruments of payment, such as: ( i a) shares in companies and other securities equivalent to shares in companies (, partnerships or other entities, and depositary receipts in respect of shares); ( ii b) bonds and or other forms of securitised debt (debt, including depositary receipts in respect of such securities); ( iii c) any other negotiable securities which carry giving the right to acquire or sell any such transferable securities or giving rise to a cash settlement determined by subscription reference to transferable securities, currencies, interest rates or exchange yields, commodities or other indices or measures

Compared with UCITS Directive: struck words are only in UCITS Directive, marked words only here.

MiFIR, Article 2(24) Reference adopted 2014-05-15

Refers to MiFID II, Article 4(44).

transferable securities as defined in Article 4(1)(44) of Directive 2014/65/EU

CSDR, Article 2(35) Reference adopted 2014-07-23

Refers to MiFID II, Article 4(44).

transferable securities as defined in point (44) of Article 4(1) of Directive 2014/65/EU

ECSPR, Article 2(1)(m) Reference adopted 2020-10-07

Refers to MiFID II, Article 4(44).

transferable securities as defined in point (44) of Article 4(1) of Directive 2014/65/EU